Description
Role: Head of Compliance
Location: Stourbridge/Hybrid
Hours: Full time (8.45am - 4.45pm)
Salary: £40-50k
Are you a compliance manager looking for a new opportunity and progression? My client is looking for a Head of Compliance to ensure their entities comply with the regulatory requirements set by the FCA, PRA and internal policy standards. This role will be a mix of office based (Stourbridge) and remote working, Monday to Friday (8.45am-4.45pm). If this role sounds of interest to you, please call Helene at Amber Mace on 01904 571187, or email your up to date CV to helene@ambermace.com
Role:
• Lead, support and manage the Compliance team, ensuring day-to-day responsibilities and projects are met
• Responsible for the compliance dashboard, identifying risk
• Take the lead on regulatory approvals
• Take ownership of compliance monitoring projects
• Oversee specific projects, such as audits and complaints
• Deal with general and complex queries from through my client's business
• Take part in the FCA Regulatory review meetings
• Review in-house compliance training, ensure accuracy and relevance of material
• Take the lead on the creation of the compliance publication
• Be the lead when investigating, reviewing and creating final responses for FOS complaints
• Identify training and development plans for direct reports
Requirements:
• 3-5 years experience in regulatory compliance
• Great knowledge of the regulatory framework and FCA/PRA
• Experienced in managing a team
• Experienced working within compliance
• Good understanding of insurance sales processes is ideal
• You will have previous experience planning and overseeing projects
• Experience educating staff on compliance matters
• Fantastic communication skills
If this role sounds of interest to you, please call Helene at Amber Mace on 01904 571187, or email your up to date CV to helene@ambermace.com
